Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, SING YEE
Chinese Name of Relevant Individual
葉聖義
HKMA Registration Number
AC6028
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTLB AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2007 - 01 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTLB AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2005 - 01 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2005 - 01 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2005 - 01 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, SING YEE
:
Chinese Name of Relevant Individual
葉聖義
:
HKMA Registration Number
AC6028
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6028
WESTLB AG
Type 1: dealing in securities
16 Aug 2007 - 01 Jul 2008
No
AC6028
WESTLB AG
Type 1: dealing in securities
13 Jun 2007
No
AC6028
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
28 Jun 2005 - 01 Jan 2007
No
AC6028
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
28 Jun 2005 - 01 Jan 2007
No
AC6028
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
28 Jun 2005 - 01 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.