Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LAP MAN
Chinese Name of Relevant Individual
陳立民
HKMA Registration Number
AC6035
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Dec 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF CORPORATE COVERAGE HONG KONG
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Dec 2015
Is an Executive Officer? (Yes / No)
Yes
Capacity
CO-HEAD OF CORPORATE COVERAGE HONG KONG
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BNP PARIBAS
Effective Date
27 May 2025
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 May 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 27 May 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2015 - 26 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Dec 2015 - 26 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2005 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2005 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jun 2005 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LAP MAN
:
Chinese Name of Relevant Individual
陳立民
:
HKMA Registration Number
AC6035
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
04 Dec 2015
Yes
CO-HEAD OF CORPORATE COVERAGE HONG KONG
BNP PARIBAS
Type 6: advising on corporate finance
04 Dec 2015
Yes
CO-HEAD OF CORPORATE COVERAGE HONG KONG
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BNP PARIBAS
1
27 May 2025
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6035
BNP PARIBAS
Type 1: dealing in securities
Since 27 May 2025
Yes
AC6035
BNP PARIBAS
Type 6: advising on corporate finance
Since 27 May 2025
Yes
AC6035
BNP PARIBAS
Type 1: dealing in securities
04 Dec 2015 - 26 May 2025
No
AC6035
BNP PARIBAS
Type 6: advising on corporate finance
04 Dec 2015 - 26 May 2025
No
AC6035
DBS BANK LTD.
Type 1: dealing in securities
28 Jun 2005 - 15 Jul 2007
No
AC6035
DBS BANK LTD.
Type 4: advising on securities
28 Jun 2005 - 15 Jul 2007
No
AC6035
DBS BANK LTD.
Type 6: advising on corporate finance
28 Jun 2005 - 15 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.