Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, NGA YIN
Chinese Name of Relevant Individual
謝雅賢
HKMA Registration Number
AC6050
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2012 - 03 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2012 - 03 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2007 - 17 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2007 - 17 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2005 - 25 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2005 - 25 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jun 2005 - 25 Oct 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, NGA YIN
:
Chinese Name of Relevant Individual
謝雅賢
:
HKMA Registration Number
AC6050
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6050
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2012 - 03 Jan 2013
No
AC6050
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2012 - 03 Jan 2013
No
AC6050
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2007 - 17 Apr 2011
No
AC6050
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2007 - 17 Apr 2011
No
AC6050
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Nov 2005 - 25 Oct 2006
No
AC6050
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jun 2005 - 25 Oct 2006
No
AC6050
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jun 2005 - 25 Oct 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.