Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SUET LAI
Chinese Name of Relevant Individual
李雪麗
HKMA Registration Number
AC6069
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2018 - 15 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2018 - 15 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2013 - 23 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2013 - 23 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2012 - 11 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2012 - 11 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2009 - 14 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2008 - 06 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2008 - 06 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2006 - 24 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2006 - 24 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2005 - 31 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jul 2005 - 31 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SUET LAI
:
Chinese Name of Relevant Individual
李雪麗
:
HKMA Registration Number
AC6069
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6069
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Aug 2018 - 15 Sep 2019
No
AC6069
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Aug 2018 - 15 Sep 2019
No
AC6069
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2013 - 23 Apr 2018
No
AC6069
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2013 - 23 Apr 2018
No
AC6069
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 May 2012 - 11 Nov 2012
No
AC6069
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 May 2012 - 11 Nov 2012
No
AC6069
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2009 - 14 May 2010
No
AC6069
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 May 2008 - 06 Nov 2008
No
AC6069
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 May 2008 - 06 Nov 2008
No
AC6069
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Oct 2006 - 24 Apr 2008
No
AC6069
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Oct 2006 - 24 Apr 2008
No
AC6069
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jul 2005 - 31 Jul 2006
No
AC6069
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jul 2005 - 31 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.