Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, YUAN TSE EDWARD
Chinese Name of Relevant Individual

李淵智
HKMA Registration Number
AC6079
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
29 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, YUAN TSE EDWARD
:
Chinese Name of Relevant Individual
李淵智
:
HKMA Registration Number
AC6079
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Aug 2020
No
MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Aug 2020
No
MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
29 Aug 2020
No
MANAGING DIRECTOR, CORPORATE AND INSTITUTIONAL BANKING