Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, YAT HONG
Chinese Name of Relevant Individual
杜溢康
HKMA Registration Number
AC6084
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2008 - 04 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2008 - 04 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2006 - 13 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2006 - 13 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2006 - 03 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2006 - 03 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 17 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, YAT HONG
:
Chinese Name of Relevant Individual
杜溢康
:
HKMA Registration Number
AC6084
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6084
WING LUNG BANK LIMITED
Type 1: dealing in securities
30 Jul 2008 - 04 Nov 2010
No
AC6084
WING LUNG BANK LIMITED
Type 4: advising on securities
30 Jul 2008 - 04 Nov 2010
No
AC6084
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
16 Aug 2006 - 13 Feb 2008
No
AC6084
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
16 Aug 2006 - 13 Feb 2008
No
AC6084
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
27 Jun 2006 - 03 Jul 2006
No
AC6084
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
27 Jun 2006 - 03 Jul 2006
No
AC6084
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
06 Jul 2005 - 17 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.