Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, WAH YU
Chinese Name of Relevant Individual
林華宇
HKMA Registration Number
AC6137
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2013 - 15 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2013 - 15 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jan 2012 - 10 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK MORGAN STANLEY AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Jan 2012 - 10 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 11 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2008 - 11 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 11 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 11 May 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, WAH YU
:
Chinese Name of Relevant Individual
林華宇
:
HKMA Registration Number
AC6137
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6137
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
22 Oct 2013 - 15 Nov 2016
No
AC6137
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
22 Oct 2013 - 15 Nov 2016
No
AC6137
BANK MORGAN STANLEY AG
Type 1: dealing in securities
31 Jan 2012 - 10 Jul 2013
No
AC6137
BANK MORGAN STANLEY AG
Type 2: dealing in futures contracts
31 Jan 2012 - 10 Jul 2013
No
AC6137
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 11 May 2011
No
AC6137
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2008 - 11 May 2011
No
AC6137
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 11 May 2011
No
AC6137
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 11 May 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.