Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHI WAI
Chinese Name of Relevant Individual
林志偉
HKMA Registration Number
AC6140
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 9: asset management
Effective Period
04 Nov 2011 - 31 Dec 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2011 - 31 Dec 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2011 - 31 Dec 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2008 - 17 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2008 - 17 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 01 Jun 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHI WAI
:
Chinese Name of Relevant Individual
林志偉
:
HKMA Registration Number
AC6140
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6140
FALCON PRIVATE BANK LTD.
Type 9: asset management
04 Nov 2011 - 31 Dec 2012
Yes
AC6140
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
18 Jan 2011 - 31 Dec 2012
Yes
AC6140
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
18 Jan 2011 - 31 Dec 2012
Yes
AC6140
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
09 Jul 2008 - 17 Jan 2011
No
AC6140
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
09 Jul 2008 - 17 Jan 2011
No
AC6140
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 01 Jun 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.