Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, TAI WAI
Chinese Name of Relevant Individual
何大偉
HKMA Registration Number
AC6142
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2013 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2013 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2009 - 07 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2009 - 07 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2009 - 07 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2009 - 07 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2007 - 13 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2007 - 13 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
13 Jun 2007 - 13 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2006 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2006 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 20 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, TAI WAI
:
Chinese Name of Relevant Individual
何大偉
:
HKMA Registration Number
AC6142
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6142
CREDIT SUISSE AG
Type 1: dealing in securities
18 Dec 2013 - 11 Jan 2024
No
AC6142
CREDIT SUISSE AG
Type 4: advising on securities
18 Dec 2013 - 11 Jan 2024
No
AC6142
CITIBANK, N.A.
Type 1: dealing in securities
24 Oct 2009 - 07 Oct 2010
No
AC6142
CITIBANK, N.A.
Type 4: advising on securities
24 Oct 2009 - 07 Oct 2010
No
AC6142
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Oct 2009 - 07 Oct 2010
No
AC6142
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Oct 2009 - 07 Oct 2010
No
AC6142
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
13 Jun 2007 - 13 Oct 2009
No
AC6142
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
13 Jun 2007 - 13 Oct 2009
No
AC6142
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
13 Jun 2007 - 13 Oct 2009
No
AC6142
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
27 Jul 2006 - 07 Jun 2007
No
AC6142
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
27 Jul 2006 - 07 Jun 2007
No
AC6142
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 20 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.