Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, SUK YUE THERESA
Chinese Name of Relevant Individual
趙淑如
HKMA Registration Number
AC6147
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2013 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2013 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 30 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2008 - 30 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 30 Apr 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 30 Apr 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, SUK YUE THERESA
:
Chinese Name of Relevant Individual
趙淑如
:
HKMA Registration Number
AC6147
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6147
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Sep 2013 - 09 May 2014
No
AC6147
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Sep 2013 - 09 May 2014
No
AC6147
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 30 Apr 2011
No
AC6147
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2008 - 30 Apr 2011
No
AC6147
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 30 Apr 2011
No
AC6147
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 30 Apr 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.