Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, TIN CHUNG JAMES
Chinese Name of Relevant Individual
張天寵
HKMA Registration Number
AC6149
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2008 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2008 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2008 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 30 Jun 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, TIN CHUNG JAMES
:
Chinese Name of Relevant Individual
張天寵
:
HKMA Registration Number
AC6149
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6149
CITIBANK, N.A.
Type 4: advising on securities
01 Jun 2008 - 30 Jun 2009
No
AC6149
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jun 2008 - 30 Jun 2009
No
AC6149
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jun 2008 - 30 Jun 2009
No
AC6149
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 30 Jun 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.