Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHIN CHIEH
Chinese Name of Relevant Individual
詹晉杰
HKMA Registration Number
AC6155
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2008 - 31 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
Effective Period
31 Oct 2008 - 31 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2008 - 20 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2008 - 20 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2008 - 20 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 20 Oct 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHIN CHIEH
:
Chinese Name of Relevant Individual
詹晉杰
:
HKMA Registration Number
AC6155
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6155
EFG BANK AG
Type 1: dealing in securities
31 Oct 2008 - 31 Mar 2011
No
AC6155
EFG BANK AG
Type 9: asset management
31 Oct 2008 - 31 Mar 2011
No
AC6155
CITIBANK, N.A.
Type 4: advising on securities
01 Jun 2008 - 20 Oct 2008
No
AC6155
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jun 2008 - 20 Oct 2008
No
AC6155
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jun 2008 - 20 Oct 2008
No
AC6155
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2005 - 20 Oct 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.