Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HO, YIN SHAN COOKIE
Chinese Name of Relevant Individual

何燕珊
HKMA Registration Number
AC6162
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HO, YIN SHAN COOKIE
:
Chinese Name of Relevant Individual
何燕珊
:
HKMA Registration Number
AC6162
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
21 Mar 2026
No
CLIENT ADVISOR FIM
UBS AG
Type 4: advising on securities
21 Mar 2026
No
CLIENT ADVISOR FIM