Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KWOK YIN, ALBERT
Chinese Name of Relevant Individual
黃國彥
HKMA Registration Number
AC6180
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2017 - 17 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 May 2017 - 17 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2016 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2015 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2015 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2014 - 06 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2013 - 20 May 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2011 - 08 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jul 2005 - 08 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KWOK YIN, ALBERT
:
Chinese Name of Relevant Individual
黃國彥
:
HKMA Registration Number
AC6180
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6180
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
05 May 2017 - 17 Dec 2020
No
AC6180
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
05 May 2017 - 17 Dec 2020
No
AC6180
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
14 Apr 2016 - 30 Apr 2017
Yes
AC6180
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
14 Apr 2016 - 30 Apr 2017
Yes
AC6180
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
01 Apr 2015 - 13 Apr 2016
No
AC6180
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
01 Apr 2015 - 13 Apr 2016
No
AC6180
BANK OF CHINA INTERNATIONAL LIMITED
Type 6: advising on corporate finance
21 May 2014 - 06 Aug 2014
No
AC6180
BANK OF CHINA INTERNATIONAL LIMITED
Type 6: advising on corporate finance
21 May 2013 - 20 May 2014
Yes
AC6180
BNP PARIBAS
Type 1: dealing in securities
13 Apr 2011 - 08 Mar 2013
No
AC6180
BNP PARIBAS
Type 6: advising on corporate finance
07 Jul 2005 - 08 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.