Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, LEI NAR
Chinese Name of Relevant Individual
林妮娜
HKMA Registration Number
AC6205
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2010 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2010 - 15 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2008 - 10 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Feb 2008 - 10 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2005 - 22 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, LEI NAR
:
Chinese Name of Relevant Individual
林妮娜
:
HKMA Registration Number
AC6205
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6205
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
28 Oct 2010 - 15 Jun 2018
No
AC6205
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
28 Oct 2010 - 15 Jun 2018
No
AC6205
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Feb 2008 - 10 Jun 2010
No
AC6205
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Feb 2008 - 10 Jun 2010
No
AC6205
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2005 - 22 Aug 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.