Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, CHI TO
Chinese Name of Relevant Individual
袁志濤
HKMA Registration Number
AC6209
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2017 - 21 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2017 - 21 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2016 - 31 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2016 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2015 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2015 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2008 - 19 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2008 - 19 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2007 - 06 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2007 - 06 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2005 - 11 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, CHI TO
:
Chinese Name of Relevant Individual
袁志濤
:
HKMA Registration Number
AC6209
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6209
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
21 Mar 2019 - 21 Jun 2019
No
AC6209
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
21 Mar 2019 - 21 Jun 2019
No
AC6209
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
20 Jul 2018 - 30 Nov 2018
No
AC6209
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
20 Jul 2018 - 30 Nov 2018
No
AC6209
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
28 Mar 2017 - 21 Jan 2018
No
AC6209
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
28 Mar 2017 - 21 Jan 2018
No
AC6209
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
19 Aug 2016 - 31 Dec 2016
No
AC6209
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
12 Apr 2016 - 26 Jun 2016
No
AC6209
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Feb 2015 - 18 Dec 2015
No
AC6209
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Feb 2015 - 18 Dec 2015
No
AC6209
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
11 Jan 2008 - 19 Dec 2014
No
AC6209
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
11 Jan 2008 - 19 Dec 2014
No
AC6209
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2007 - 06 Dec 2007
No
AC6209
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2007 - 06 Dec 2007
No
AC6209
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2005 - 11 Jan 2007
No
AC6209
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2005 - 11 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.