Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, FUNG YEE
Chinese Name of Relevant Individual
佘灃栭
HKMA Registration Number
AC6215
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2006 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2006 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2006 - 12 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2006 - 12 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2005 - 29 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Jul 2005 - 29 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, FUNG YEE
:
Chinese Name of Relevant Individual
佘灃栭
:
HKMA Registration Number
AC6215
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6215
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jan 2006 - 31 Mar 2019
No
AC6215
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Jan 2006 - 31 Mar 2019
No
AC6215
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2006 - 12 Jan 2006
No
AC6215
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2006 - 12 Jan 2006
No
AC6215
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Jul 2005 - 29 Sep 2005
No
AC6215
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Jul 2005 - 29 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.