Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, FUNG YU
Chinese Name of Relevant Individual
陳鳳茹
HKMA Registration Number
AC6226
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2010 - 17 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2010 - 17 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2007 - 25 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2007 - 25 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2006 - 18 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2005 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2005 - 31 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, FUNG YU
:
Chinese Name of Relevant Individual
陳鳳茹
:
HKMA Registration Number
AC6226
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6226
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Oct 2010 - 17 Jul 2021
No
AC6226
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Oct 2010 - 17 Jul 2021
No
AC6226
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Feb 2007 - 25 Sep 2010
No
AC6226
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Feb 2007 - 25 Sep 2010
No
AC6226
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2006 - 18 Dec 2006
No
AC6226
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Jul 2005 - 31 Aug 2006
No
AC6226
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Jul 2005 - 31 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.