Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WAH BUN
Chinese Name of Relevant Individual
李華彬
HKMA Registration Number
AC6229
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2021 - 08 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2021 - 08 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Oct 2021 - 08 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2008 - 23 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2008 - 23 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2005 - 07 Nov 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2005 - 07 Nov 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WAH BUN
:
Chinese Name of Relevant Individual
李華彬
:
HKMA Registration Number
AC6229
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Jun 2022
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Jun 2022
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT I
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6229
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 30 Jun 2022
No
AC6229
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 30 Jun 2022
No
AC6229
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Oct 2021 - 08 Mar 2022
No
AC6229
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Oct 2021 - 08 Mar 2022
No
AC6229
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Oct 2021 - 08 Mar 2022
No
AC6229
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Mar 2008 - 23 Jun 2020
No
AC6229
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Mar 2008 - 23 Jun 2020
No
AC6229
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jul 2005 - 07 Nov 2007
No
AC6229
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jul 2005 - 07 Nov 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.