Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

HO, MAN MAY FLORENCE

Chinese Name of Relevant Individual

何文美

HKMA Registration Number

AC6235

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 4: advising on securities

Effective Period

01 Nov 2017 - 30 Jun 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

UBS AG

Regulated Activity

Type 1: dealing in securities

Effective Period

10 Jun 2011 - 30 Jun 2023

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BARCLAYS BANK PLC

Regulated Activity

Type 1: dealing in securities

Effective Period

09 Apr 2008 - 31 May 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BARCLAYS BANK PLC

Regulated Activity

Type 4: advising on securities

Effective Period

09 Apr 2008 - 31 May 2011

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

AIG PRIVATE BANK LTD

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Feb 2007 - 29 Feb 2008

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

AIG PRIVATE BANK LTD

Regulated Activity

Type 4: advising on securities

Effective Period

14 Feb 2007 - 29 Feb 2008

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Regulated Activity

Type 1: dealing in securities

Effective Period

14 Aug 2006 - 30 Oct 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Regulated Activity

Type 4: advising on securities

Effective Period

14 Aug 2006 - 30 Oct 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Regulated Activity

Type 9: asset management

Effective Period

14 Aug 2006 - 30 Oct 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

EFG BANK

Regulated Activity

Type 1: dealing in securities

Effective Period

13 Jul 2005 - 27 Jun 2006

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

HO, MAN MAY FLORENCE

:

Chinese Name of Relevant Individual

何文美

:

HKMA Registration Number

AC6235

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC6235

UBS AG

Type 4: advising on securities

01 Nov 2017 - 30 Jun 2023

No

AC6235

UBS AG

Type 1: dealing in securities

10 Jun 2011 - 30 Jun 2023

No

AC6235

BARCLAYS BANK PLC

Type 1: dealing in securities

09 Apr 2008 - 31 May 2011

No

AC6235

BARCLAYS BANK PLC

Type 4: advising on securities

09 Apr 2008 - 31 May 2011

No

AC6235

AIG PRIVATE BANK LTD

Type 1: dealing in securities

14 Feb 2007 - 29 Feb 2008

No

AC6235

AIG PRIVATE BANK LTD

Type 4: advising on securities

14 Feb 2007 - 29 Feb 2008

No

AC6235

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Type 1: dealing in securities

14 Aug 2006 - 30 Oct 2006

No

AC6235

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Type 4: advising on securities

14 Aug 2006 - 30 Oct 2006

No

AC6235

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Type 9: asset management

14 Aug 2006 - 30 Oct 2006

No

AC6235

EFG BANK

Type 1: dealing in securities

13 Jul 2005 - 27 Jun 2006

No