Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, WAI KONG
Chinese Name of Relevant Individual
李偉江
HKMA Registration Number
AC6237
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2016 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2008 - 25 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2008 - 25 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2008 - 25 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2005 - 25 Jun 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, WAI KONG
:
Chinese Name of Relevant Individual
李偉江
:
HKMA Registration Number
AC6237
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6237
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 31 Mar 2017
No
AC6237
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 31 Mar 2017
No
AC6237
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
02 Aug 2016 - 30 Sep 2016
No
AC6237
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
02 Aug 2016 - 30 Sep 2016
No
AC6237
CITIBANK, N.A.
Type 4: advising on securities
01 Jun 2008 - 25 Jun 2009
No
AC6237
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jun 2008 - 25 Jun 2009
No
AC6237
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jun 2008 - 25 Jun 2009
No
AC6237
CITIBANK, N.A.
Type 1: dealing in securities
13 Jul 2005 - 25 Jun 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.