Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, ALEX KING FAI
Chinese Name of Relevant Individual
陳敬輝
HKMA Registration Number
AC6244
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2012 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2012 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2012 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
08 Oct 2012 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2010 - 14 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2010 - 14 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2008 - 11 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2008 - 11 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2005 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2005 - 18 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, ALEX KING FAI
:
Chinese Name of Relevant Individual
陳敬輝
:
HKMA Registration Number
AC6244
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6244
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
08 Oct 2012 - 09 May 2014
No
AC6244
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
08 Oct 2012 - 09 May 2014
No
AC6244
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
08 Oct 2012 - 09 May 2014
No
AC6244
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
08 Oct 2012 - 09 May 2014
No
AC6244
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
12 Jun 2010 - 14 Sep 2012
No
AC6244
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
12 Jun 2010 - 14 Sep 2012
No
AC6244
FORTIS BANK
Type 1: dealing in securities
02 Jun 2008 - 11 Jun 2010
No
AC6244
FORTIS BANK
Type 4: advising on securities
02 Jun 2008 - 11 Jun 2010
No
AC6244
FORTIS BANK
Type 1: dealing in securities
14 Jul 2005 - 18 Feb 2008
No
AC6244
FORTIS BANK
Type 4: advising on securities
14 Jul 2005 - 18 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.