Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, SHIMING
Chinese Name of Relevant Individual
談世銘
HKMA Registration Number
AC6271
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 03 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2008 - 13 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2007 - 01 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2005 - 28 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, SHIMING
:
Chinese Name of Relevant Individual
談世銘
:
HKMA Registration Number
AC6271
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6271
CITIBANK, N.A.
Type 1: dealing in securities
11 Jan 2013 - 03 Sep 2024
No
AC6271
CITIBANK, N.A.
Type 4: advising on securities
11 Jan 2013 - 03 Sep 2024
No
AC6271
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Jan 2013 - 03 Sep 2024
No
AC6271
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
11 Jan 2013 - 03 Sep 2024
No
AC6271
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Dec 2008 - 13 Mar 2011
No
AC6271
UBS AG
Type 1: dealing in securities
26 Jun 2007 - 01 Dec 2008
No
AC6271
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jul 2005 - 28 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.