Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, SIU MAN
Chinese Name of Relevant Individual
楊紹文
HKMA Registration Number
AC6275
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2014 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2014 - 28 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2012 - 20 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2012 - 20 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 01 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2011 - 01 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2010 - 02 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2010 - 02 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2006 - 01 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2005 - 19 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2005 - 19 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jul 2005 - 19 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, SIU MAN
:
Chinese Name of Relevant Individual
楊紹文
:
HKMA Registration Number
AC6275
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6275
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jul 2014 - 28 Jul 2015
No
AC6275
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Jul 2014 - 28 Jul 2015
No
AC6275
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2012 - 20 Nov 2013
No
AC6275
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2012 - 20 Nov 2013
No
AC6275
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Mar 2011 - 01 Feb 2012
No
AC6275
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Mar 2011 - 01 Feb 2012
No
AC6275
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2010 - 02 Jan 2011
No
AC6275
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2010 - 02 Jan 2011
No
AC6275
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jul 2006 - 01 Jul 2009
No
AC6275
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Jul 2005 - 19 Jun 2006
No
AC6275
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Jul 2005 - 19 Jun 2006
No
AC6275
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
16 Jul 2005 - 19 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.