Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, LAP KI
Chinese Name of Relevant Individual
林立基
HKMA Registration Number
AC6276
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2013 - 25 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2013 - 25 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2012 - 17 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2012 - 17 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2010 - 18 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2010 - 18 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2005 - 31 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2005 - 31 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jul 2005 - 31 May 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, LAP KI
:
Chinese Name of Relevant Individual
林立基
:
HKMA Registration Number
AC6276
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6276
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Aug 2013 - 25 May 2026
No
AC6276
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Aug 2013 - 25 May 2026
No
AC6276
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jul 2012 - 17 Jul 2013
No
AC6276
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Jul 2012 - 17 Jul 2013
No
AC6276
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Jul 2010 - 18 Jun 2012
No
AC6276
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Jul 2010 - 18 Jun 2012
No
AC6276
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Jul 2005 - 31 May 2010
No
AC6276
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Jul 2005 - 31 May 2010
No
AC6276
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
16 Jul 2005 - 31 May 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.