Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, TSU MING LOUIS
Chinese Name of Relevant Individual
陳袓明
HKMA Registration Number
AC6287
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 May 2006 - 04 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2005 - 04 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2005 - 04 Feb 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, TSU MING LOUIS
:
Chinese Name of Relevant Individual
陳袓明
:
HKMA Registration Number
AC6287
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6287
STANDARD BANK ASIA LIMITED
Type 6: advising on corporate finance
16 May 2006 - 04 Feb 2009
No
AC6287
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
19 Jul 2005 - 04 Feb 2009
No
AC6287
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
19 Jul 2005 - 04 Feb 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.