Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHUM, LAI MAN
Chinese Name of Relevant Individual

沈麗文
HKMA Registration Number
AC6294
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Jul 2005
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CUSTOMER SERVICE MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Jul 2005
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CUSTOMER SERVICE MGR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHUM, LAI MAN
:
Chinese Name of Relevant Individual
沈麗文
:
HKMA Registration Number
AC6294
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2005
No
DEPUTY CUSTOMER SERVICE MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2005
No
DEPUTY CUSTOMER SERVICE MGR