Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, LY CHIN
Chinese Name of Relevant Individual
張麗君
HKMA Registration Number
AC6308
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2005 - 13 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2005 - 13 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, LY CHIN
:
Chinese Name of Relevant Individual
張麗君
:
HKMA Registration Number
AC6308
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6308
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
23 Jul 2005 - 13 Jan 2006
No
AC6308
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
23 Jul 2005 - 13 Jan 2006
No
AC6308
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
20 Jul 2005
No
AC6308
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
20 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.