Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHUNG KAI STEVE
Chinese Name of Relevant Individual
吳頌佳
HKMA Registration Number
AC6311
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2008 - 18 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2008 - 18 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2005 - 23 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2005 - 23 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHUNG KAI STEVE
:
Chinese Name of Relevant Individual
吳頌佳
:
HKMA Registration Number
AC6311
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6311
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Apr 2008 - 18 Nov 2008
No
AC6311
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Apr 2008 - 18 Nov 2008
No
AC6311
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2005 - 23 Oct 2007
No
AC6311
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2005 - 23 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.