Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, TAK LAI PHILIP
Chinese Name of Relevant Individual
張德禮
HKMA Registration Number
AC6317
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
MARKET GROUP HEAD GREATER CHINA
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Aug 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
MARKET GROUP HEAD GREATER CHINA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EFG BANK AG
SFC CE number
AFV863
Business Address
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2023 - 21 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2023 - 21 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2011 - 08 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2011 - 08 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2005 - 10 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2005 - 10 Jun 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, TAK LAI PHILIP
:
Chinese Name of Relevant Individual
張德禮
:
HKMA Registration Number
AC6317
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
03 Aug 2023
Yes
MARKET GROUP HEAD GREATER CHINA
EFG BANK AG
Type 4: advising on securities
03 Aug 2023
Yes
MARKET GROUP HEAD GREATER CHINA
Name of Registered Institution
SFC CE number
Business Address
EFG BANK AG
AFV863
LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6317
EFG BANK AG
Type 1: dealing in securities
Since 22 Jan 2024
Yes
AC6317
EFG BANK AG
Type 4: advising on securities
Since 22 Jan 2024
Yes
AC6317
EFG BANK AG
Type 1: dealing in securities
03 Aug 2023 - 21 Jan 2024
No
AC6317
EFG BANK AG
Type 4: advising on securities
03 Aug 2023 - 21 Jan 2024
No
AC6317
CREDIT SUISSE AG
Type 1: dealing in securities
08 Jul 2011 - 08 May 2023
No
AC6317
CREDIT SUISSE AG
Type 4: advising on securities
08 Jul 2011 - 08 May 2023
No
AC6317
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Jul 2005 - 10 Jun 2011
No
AC6317
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Jul 2005 - 10 Jun 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.