Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KOON YIN
Chinese Name of Relevant Individual
林冠賢
HKMA Registration Number
AC6331
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2014 - 11 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2014 - 11 Aug 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2013 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2013 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2005 - 28 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2005 - 28 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
21 Jul 2005 - 28 Oct 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KOON YIN
:
Chinese Name of Relevant Individual
林冠賢
:
HKMA Registration Number
AC6331
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6331
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
07 May 2014 - 11 Aug 2022
Yes
AC6331
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
07 May 2014 - 11 Aug 2022
Yes
AC6331
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
09 Aug 2013 - 06 May 2014
No
AC6331
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
09 Aug 2013 - 06 May 2014
No
AC6331
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
21 Jul 2005 - 28 Oct 2010
No
AC6331
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
21 Jul 2005 - 28 Oct 2010
No
AC6331
AGRICULTURAL BANK OF CHINA LIMITED
Type 9: asset management
21 Jul 2005 - 28 Oct 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.