Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, ALLY NGA LI
Chinese Name of Relevant Individual
蔡雅莉
HKMA Registration Number
AC6338
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2016 - 11 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2010 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2010 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2007 - 30 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2007 - 30 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2006 - 04 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2006 - 04 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2005 - 25 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, ALLY NGA LI
:
Chinese Name of Relevant Individual
蔡雅莉
:
HKMA Registration Number
AC6338
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6338
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021 - 11 May 2021
No
AC6338
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
09 Sep 2016 - 11 May 2021
No
AC6338
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 22 Jul 2016
No
AC6338
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 22 Jul 2016
No
AC6338
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
02 Jul 2010 - 01 Nov 2013
No
AC6338
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
02 Jul 2010 - 01 Nov 2013
No
AC6338
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2007 - 30 Jun 2010
No
AC6338
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2007 - 30 Jun 2010
No
AC6338
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jun 2006 - 04 Jul 2007
No
AC6338
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Jun 2006 - 04 Jul 2007
No
AC6338
SOCIETE GENERALE
Type 1: dealing in securities
22 Jul 2005 - 25 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.