Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHAN SHAN CLAUDIA
Chinese Name of Relevant Individual
王珊珊
HKMA Registration Number
AC6339
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2022 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2022 - 21 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2019 - 18 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2019 - 18 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2014 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2014 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2012 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BSI LTD
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2012 - 28 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2008 - 17 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2005 - 19 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2005 - 19 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHAN SHAN CLAUDIA
:
Chinese Name of Relevant Individual
王珊珊
:
HKMA Registration Number
AC6339
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6339
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Nov 2022 - 21 Jan 2026
No
AC6339
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
03 Nov 2022 - 21 Jan 2026
No
AC6339
EFG BANK AG
Type 1: dealing in securities
30 May 2019 - 18 Sep 2022
No
AC6339
EFG BANK AG
Type 4: advising on securities
30 May 2019 - 18 Sep 2022
No
AC6339
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
03 Dec 2014 - 17 May 2019
No
AC6339
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
03 Dec 2014 - 17 May 2019
No
AC6339
BSI LTD
Type 1: dealing in securities
06 Apr 2012 - 28 Nov 2014
No
AC6339
BSI LTD
Type 4: advising on securities
06 Apr 2012 - 28 Nov 2014
No
AC6339
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Feb 2008 - 17 Mar 2010
No
AC6339
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
22 Jul 2005 - 19 Sep 2007
No
AC6339
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
22 Jul 2005 - 19 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.