Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA YEE
Chinese Name of Relevant Individual
王家儀
HKMA Registration Number
AC6342
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2016 - 03 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2013 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2013 - 12 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2008 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2007 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Oct 2007 - 03 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2005 - 16 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2005 - 16 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA YEE
:
Chinese Name of Relevant Individual
王家儀
:
HKMA Registration Number
AC6342
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6342
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Nov 2016 - 03 Dec 2019
No
AC6342
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Aug 2013 - 12 Aug 2016
No
AC6342
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Aug 2013 - 12 Aug 2016
No
AC6342
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Jan 2008 - 03 Jul 2013
No
AC6342
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Oct 2007 - 03 Jul 2013
No
AC6342
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Oct 2007 - 03 Jul 2013
No
AC6342
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Jul 2005 - 16 Nov 2006
No
AC6342
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Jul 2005 - 16 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.