Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, SIU KAY GORDON
Chinese Name of Relevant Individual
徐紹基
HKMA Registration Number
AC6365
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2011 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2011 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 May 2011 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
11 May 2011 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2005 - 09 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2005 - 09 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jul 2005 - 09 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, SIU KAY GORDON
:
Chinese Name of Relevant Individual
徐紹基
:
HKMA Registration Number
AC6365
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6365
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 May 2011 - 16 Nov 2014
No
AC6365
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 May 2011 - 16 Nov 2014
No
AC6365
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 May 2011 - 16 Nov 2014
No
AC6365
HANG SENG BANK, LIMITED
Type 9: asset management
11 May 2011 - 16 Nov 2014
No
AC6365
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jul 2005 - 09 Jul 2006
No
AC6365
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jul 2005 - 09 Jul 2006
No
AC6365
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jul 2005 - 09 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.