Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SUK TING JUSTINA
Chinese Name of Relevant Individual
吳淑庭
HKMA Registration Number
AC6367
Other HKMA Registration Number(s)
AA4853
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2010 - 18 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2010 - 18 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Aug 2010 - 18 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2006 - 06 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2005 - 30 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2005 - 30 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2005 - 22 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 17 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 17 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Apr 2003 - 17 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SUK TING JUSTINA
:
Chinese Name of Relevant Individual
吳淑庭
:
HKMA Registration Number
AC6367
:
Other HKMA Registration Number(s)
AA4853
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA4853
BNP PARIBAS
Type 6: advising on corporate finance
Since 22 Nov 2024
No
AA4853
BNP PARIBAS
Type 1: dealing in securities
Since 05 Jan 2012
No
AA4853
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
22 Aug 2010 - 18 May 2011
No
AA4853
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
22 Aug 2010 - 18 May 2011
No
AA4853
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
22 Aug 2010 - 18 May 2011
No
AA4853
BNP PARIBAS
Type 1: dealing in securities
12 Jun 2006 - 06 Aug 2010
No
AC6367
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
25 Jul 2005 - 30 Aug 2006
No
AC6367
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
25 Jul 2005 - 30 Aug 2006
No
AA4853
DBS BANK LTD.
Type 1: dealing in securities
13 May 2005 - 22 Jul 2005
No
AA4853
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
01 Apr 2003 - 17 May 2005
No
AA4853
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
01 Apr 2003 - 17 May 2005
No
AA4853
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
01 Apr 2003 - 17 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.