Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YU TAK
Chinese Name of Relevant Individual
王宇德
HKMA Registration Number
AC6371
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2010 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2010 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2010 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2010 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2008 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2008 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2005 - 10 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2005 - 10 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YU TAK
:
Chinese Name of Relevant Individual
王宇德
:
HKMA Registration Number
AC6371
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6371
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
07 Sep 2010 - 21 Oct 2018
No
AC6371
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
07 Sep 2010 - 21 Oct 2018
No
AC6371
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
31 Aug 2010 - 21 Oct 2018
No
AC6371
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
31 Aug 2010 - 21 Oct 2018
No
AC6371
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2008 - 21 Oct 2018
No
AC6371
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2008 - 21 Oct 2018
No
AC6371
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
25 Aug 2010
No
AC6371
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
25 Aug 2010
No
AC6371
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2005 - 10 Oct 2007
No
AC6371
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2005 - 10 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.