Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOK, MAN TSAN
Chinese Name of Relevant Individual
駱文𨮏
HKMA Registration Number
AC6376
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2015 - 24 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2015 - 24 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2005 - 28 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2005 - 28 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOK, MAN TSAN
:
Chinese Name of Relevant Individual
駱文𨮏
:
HKMA Registration Number
AC6376
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6376
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
26 Feb 2015 - 24 Nov 2018
No
AC6376
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Feb 2015 - 24 Nov 2018
No
AC6376
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2005 - 28 Oct 2014
No
AC6376
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2005 - 28 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.