Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, YIM KAN
Chinese Name of Relevant Individual
朱艷芹
HKMA Registration Number
AC6380
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2006 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2006 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2006 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2006 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2005 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2005 - 11 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, YIM KAN
:
Chinese Name of Relevant Individual
朱艷芹
:
HKMA Registration Number
AC6380
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6380
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
27 Jan 2006 - 11 Aug 2019
No
AC6380
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
27 Jan 2006 - 11 Aug 2019
No
AC6380
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Jan 2006 - 11 Aug 2019
No
AC6380
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Jan 2006 - 11 Aug 2019
No
AC6380
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2005 - 11 Aug 2019
No
AC6380
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2005 - 11 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.