Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, HOI KI
Chinese Name of Relevant Individual
吳海祺
HKMA Registration Number
AC6385
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2006 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2006 - 14 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2005 - 31 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2005 - 31 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, HOI KI
:
Chinese Name of Relevant Individual
吳海祺
:
HKMA Registration Number
AC6385
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6385
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2006 - 14 Jun 2011
No
AC6385
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2006 - 14 Jun 2011
No
AC6385
DAH SING BANK, LIMITED
Type 1: dealing in securities
27 Jul 2005 - 31 May 2006
No
AC6385
DAH SING BANK, LIMITED
Type 4: advising on securities
27 Jul 2005 - 31 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.