Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAAN, ARTHUR HUNG CHI
Chinese Name of Relevant Individual
關恒智
HKMA Registration Number
AC6386
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 31 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2005 - 13 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2005 - 13 May 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAAN, ARTHUR HUNG CHI
:
Chinese Name of Relevant Individual
關恒智
:
HKMA Registration Number
AC6386
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6386
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
20 Aug 2011 - 31 Mar 2026
No
AC6386
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
20 Aug 2011 - 31 Mar 2026
No
AC6386
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jul 2005 - 13 May 2010
No
AC6386
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
27 Jul 2005 - 13 May 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.