Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, SIU YAN
Chinese Name of Relevant Individual
許兆欣
HKMA Registration Number
AC6395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2007 - 15 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Nov 2007 - 15 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2005 - 21 Oct 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, SIU YAN
:
Chinese Name of Relevant Individual
許兆欣
:
HKMA Registration Number
AC6395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6395
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Nov 2007 - 15 May 2011
No
AC6395
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Nov 2007 - 15 May 2011
No
AC6395
WING HANG BANK, LIMITED
Type 1: dealing in securities
29 Jul 2005 - 21 Oct 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.