Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, SAI KAR JAYE
Chinese Name of Relevant Individual
趙世嘉
HKMA Registration Number
AC6398
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
First date of engagement
08 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 23 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 23 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
Since 08 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2020 - 22 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2020 - 22 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2019 - 24 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019 - 24 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 9: asset management
Effective Period
09 Jul 2019 - 24 Jul 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2018 - 08 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2018 - 08 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 9: asset management
Effective Period
25 May 2018 - 08 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 9: asset management
Effective Period
30 Nov 2017 - 16 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2017 - 16 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2016 - 16 May 2018
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2015 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, SAI KAR JAYE
:
Chinese Name of Relevant Individual
趙世嘉
:
HKMA Registration Number
AC6398
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Sep 2020
Yes
HEAD OF PRIVATE BANKING
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Sep 2020
Yes
HEAD OF PRIVATE BANKING
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
08 Jun 2024
No
HEAD OF PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6398
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 23 Jul 2024
Yes
AC6398
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 23 Jul 2024
Yes
AC6398
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
Since 08 Jun 2024
No
AC6398
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
04 Sep 2020 - 22 Jul 2024
No
AC6398
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
04 Sep 2020 - 22 Jul 2024
No
AC6398
BANK OF MONTREAL
Type 1: dealing in securities
09 Jul 2019 - 24 Jul 2020
Yes
AC6398
BANK OF MONTREAL
Type 4: advising on securities
09 Jul 2019 - 24 Jul 2020
Yes
AC6398
BANK OF MONTREAL
Type 9: asset management
09 Jul 2019 - 24 Jul 2020
Yes
AC6398
BANK OF MONTREAL
Type 1: dealing in securities
25 May 2018 - 08 Jul 2019
No
AC6398
BANK OF MONTREAL
Type 4: advising on securities
25 May 2018 - 08 Jul 2019
No
AC6398
BANK OF MONTREAL
Type 9: asset management
25 May 2018 - 08 Jul 2019
No
AC6398
EFG BANK AG
Type 9: asset management
30 Nov 2017 - 16 May 2018
Yes
AC6398
EFG BANK AG
Type 4: advising on securities
04 Aug 2017 - 16 May 2018
Yes
AC6398
EFG BANK AG
Type 1: dealing in securities
15 Sep 2016 - 16 May 2018
Yes
AC6398
EFG BANK AG
Type 1: dealing in securities
07 Jul 2015 - 14 Sep 2016
No
AC6398
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
16 Jan 2012 - 05 Dec 2014
No
AC6398
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
16 Jan 2012 - 05 Dec 2014
No
AC6398
COUTTS & CO AG
Type 1: dealing in securities
10 May 2011 - 27 Dec 2011
No
AC6398
COUTTS & CO AG
Type 4: advising on securities
10 May 2011 - 27 Dec 2011
No
AC6398
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
21 Apr 2008 - 29 Apr 2011
No
AC6398
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
21 Apr 2008 - 29 Apr 2011
No
AC6398
HSBC PRIVATE BANK (SUISSE) SA
Type 9: asset management
21 Apr 2008 - 29 Apr 2011
No
AC6398
UBS AG
Type 1: dealing in securities
30 Jul 2005 - 03 Apr 2008
No
AC6398
UBS AG
Type 4: advising on securities
30 Jul 2005 - 03 Apr 2008
No
AC6398
UBS AG
Type 9: asset management
30 Jul 2005 - 03 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.