Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, MAN FONG FION
Chinese Name of Relevant Individual
容敏芳
HKMA Registration Number
AC6411
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Mar 2007 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2005 - 02 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2005 - 02 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, MAN FONG FION
:
Chinese Name of Relevant Individual
容敏芳
:
HKMA Registration Number
AC6411
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6411
UBS AG
Type 4: advising on securities
14 Feb 2014 - 17 Jul 2015
No
AC6411
UBS AG
Type 1: dealing in securities
07 Mar 2007 - 17 Jul 2015
No
AC6411
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
01 Aug 2005 - 02 Mar 2007
No
AC6411
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
01 Aug 2005 - 02 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.