Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOK, SIN YING
Chinese Name of Relevant Individual
葛倩瀠
HKMA Registration Number
AC6413
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2006 - 13 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2005 - 02 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2005 - 02 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Aug 2005 - 02 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOK, SIN YING
:
Chinese Name of Relevant Individual
葛倩瀠
:
HKMA Registration Number
AC6413
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6413
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
08 Jun 2006 - 13 Jun 2006
No
AC6413
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Aug 2005 - 02 Jun 2006
No
AC6413
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Aug 2005 - 02 Jun 2006
No
AC6413
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Aug 2005 - 02 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.