Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, SO LING ANGELA
Chinese Name of Relevant Individual
倪素玲
HKMA Registration Number
AC6433
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2015 - 04 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2007 - 04 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2005 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2005 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, SO LING ANGELA
:
Chinese Name of Relevant Individual
倪素玲
:
HKMA Registration Number
AC6433
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6433
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
29 Aug 2015 - 04 May 2021
No
AC6433
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
05 Dec 2007 - 04 May 2021
No
AC6433
FORTIS BANK
Type 1: dealing in securities
02 Aug 2005 - 03 Dec 2007
No
AC6433
FORTIS BANK
Type 4: advising on securities
02 Aug 2005 - 03 Dec 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.