Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, FUNG MING
Chinese Name of Relevant Individual
鄭鳳明
HKMA Registration Number
AC6437
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2023 - 23 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2023 - 23 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2007 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2007 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2006 - 24 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2005 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2005 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, FUNG MING
:
Chinese Name of Relevant Individual
鄭鳳明
:
HKMA Registration Number
AC6437
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6437
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
10 Mar 2023 - 23 Sep 2024
No
AC6437
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
10 Mar 2023 - 23 Sep 2024
No
AC6437
CREDIT SUISSE AG
Type 1: dealing in securities
25 Jul 2007 - 09 Dec 2022
No
AC6437
CREDIT SUISSE AG
Type 4: advising on securities
25 Jul 2007 - 09 Dec 2022
No
AC6437
UBS AG
Type 1: dealing in securities
29 Nov 2006 - 24 Jun 2007
No
AC6437
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Aug 2005 - 25 May 2006
No
AC6437
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Aug 2005 - 25 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.