Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, HO WANG
Chinese Name of Relevant Individual
HKMA Registration Number
AC6450
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2013 - 04 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2013 - 04 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2010 - 12 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2008 - 12 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2005 - 14 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2005 - 14 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, HO WANG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC6450
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6450
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
17 Aug 2013 - 04 Apr 2016
No
AC6450
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
17 Aug 2013 - 04 Apr 2016
No
AC6450
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
12 Jan 2010 - 12 Aug 2013
No
AC6450
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
08 Nov 2008 - 12 Aug 2013
No
AC6450
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 Aug 2005 - 14 Apr 2008
No
AC6450
CHONG HING BANK LIMITED
Type 4: advising on securities
03 Aug 2005 - 14 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.