Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHUN YIP
Chinese Name of Relevant Individual
劉振業
HKMA Registration Number
AC6453
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2010 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2010 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 May 2010 - 03 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2005 - 14 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2005 - 14 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Aug 2005 - 14 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHUN YIP
:
Chinese Name of Relevant Individual
劉振業
:
HKMA Registration Number
AC6453
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6453
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 May 2010 - 03 Jul 2011
No
AC6453
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 May 2010 - 03 Jul 2011
No
AC6453
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 May 2010 - 03 Jul 2011
No
AC6453
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Aug 2005 - 14 Aug 2006
No
AC6453
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Aug 2005 - 14 Aug 2006
No
AC6453
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
03 Aug 2005 - 14 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.