Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YUK YIN
Chinese Name of Relevant Individual
胡玉賢
HKMA Registration Number
AC6457
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2005 - 06 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2005 - 06 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Aug 2005 - 08 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YUK YIN
:
Chinese Name of Relevant Individual
胡玉賢
:
HKMA Registration Number
AC6457
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC6457
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
17 Nov 2005 - 06 Aug 2007
No
AC6457
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
04 Aug 2005 - 06 Aug 2007
No
AC6457
CHINA MERCHANTS BANK CO., LTD.
Type 6: advising on corporate finance
04 Aug 2005 - 08 Aug 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.